{"id":901275,"date":"2023-06-08T15:23:59","date_gmt":"2023-06-08T21:23:59","guid":{"rendered":"https:\/\/www.myconstructionexpert.com\/blog\/?p=901275"},"modified":"2023-06-08T15:24:03","modified_gmt":"2023-06-08T21:24:03","slug":"de-bene-esse-depositions-trial-testimony","status":"publish","type":"post","link":"https:\/\/www.myconstructionexpert.com\/blog\/de-bene-esse-depositions-trial-testimony\/","title":{"rendered":"De Bene Esse Depositions: A Trial Testimony Insurance Policy"},"content":{"rendered":"\n<p>Susan Dent and Pamela Schultz | <a href=\"https:\/\/kennedyslaw.com\/thought-leadership\/article\/2023\/de-bene-esse-depositions-a-trial-testimony-insurance-policy\/\" target=\"_blank\" rel=\"noreferrer noopener nofollow\">Kennedys<\/a><\/p>\n\n\n\n<p>In the wake of COVID-19, litigators all across the United States are noticing an old, yet infrequently utilized, evidentiary tool emerge to address unexpected trial witness unavailability: the&nbsp;<em>de bene esse<\/em>&nbsp;deposition. A Latin legal term literally translated to \u201cof well being,\u201d the phrase refers to various acts which are conditional, provisional or anticipatory.&nbsp;<em>De bene esse<\/em>&nbsp;proceedings have been used in traditional English law (and in the London market) for hundreds of years; as far back as in the 1744 publication&nbsp;<em>Equity Cases Abridged<\/em>, the phrase was used to describe the deposition of a witness before trial in the Court of Chancery. In the context of American law, a proceeding&nbsp;<em><a href=\"https:\/\/www.myconstructionexpert.com\/blog\/arbitration-provision-considerations-construction-contract\/\" target=\"_blank\" rel=\"noreferrer noopener\">de bene esse<\/a><\/em>&nbsp;is one &#8220;which [is] taken ex parte or provisionally and [is] allowed to stand as well done for the present.&#8221;&nbsp;<em>See<\/em>&nbsp;Black&#8217;s Law Dictionary, 5th edition.<\/p>\n\n\n\n<p>Traditionally, the&nbsp;<em>de bene esse<\/em>&nbsp;deposition was reserved for situations where live testimony would be impossible due to some unforeseen circumstance just before trial, such as terminal illness of a witness. In more a modern context, however, the&nbsp;<em>de bene esse<\/em>&nbsp;deposition is now surfacing as a protective measure to ensure the ability to present expert testimony at trial where a witness was otherwise unavailable (due to scheduling or other travel constraints). Few attorneys utilized the process historically, however, now that trials are resuming in the wake of the COVID-19 court closures, litigators are finding themselves faced with the need for a&nbsp;<em>de facto<\/em>&nbsp;insurance policy for their evidentiary presentations at trial: Queue the&nbsp;<em>de bene esse<\/em>&nbsp;deposition.<\/p>\n\n\n\n<p><strong>Discovery Deposition v.&nbsp;<em>De Bene Esse<\/em>&nbsp;Deposition<\/strong><\/p>\n\n\n\n<p>While both types of depositions are taken pretrial, litigators should consider several key differences between the two:<\/p>\n\n\n\n<ol class=\"wp-block-list\">\n<li><strong>Timing<\/strong>: A traditional discovery deposition is taken early in the case, often as a fact finding mission to tailor later dispositive motions, discovery requests, and ultimately, trial testimony. A&nbsp;<em>de bene esse<\/em>&nbsp;deposition, on the other hand, is often taken much closer to trial, once it becomes apparent that a witness will not be available for live testimony. Rather than a proactive tool, the&nbsp;<em>de bene esse<\/em>&nbsp;deposition is considered a reactive tool.<\/li>\n\n\n\n<li><strong>Protocol:&nbsp;<\/strong>Unlike discovery depositions,&nbsp;<em>de bene esse<\/em>&nbsp;depositions are almost always videotaped. Moreover, while counsel may limit organically their objections in a discovery deposition, or make general ongoing objections, a&nbsp;<em>de bene esse<\/em>&nbsp;deposition requires counsel to proactively and continuously object in \u201creal time\u201d as they would in open court \u2013 as the judge will be ruling on each objection prior to the streaming of the&nbsp;<em>de bene esse<\/em>&nbsp;deposition during trial.<\/li>\n\n\n\n<li><strong>Presentation:&nbsp;<\/strong>Discovery deposition testimony is often cherry picked to suit a moving party\u2019s dispositive motions or trial testimony, as is permitted by the Federal Rule of Civil Procedure 32(a)(4). A&nbsp;<em>de bene esse<\/em>&nbsp;deposition, however, by its sole purpose of offering testimony in lieu of a live witness, is limited to the same rules of&nbsp; \u201clive\u201d presentation; a party cannot pick and choose which portions of the deposition are played for the court \u2013 the parties must take the probative testimony and the prejudicial testimony alike as it is played for the judge or jury.<\/li>\n<\/ol>\n\n\n\n<p><strong><em>De Bene Esse<\/em><\/strong><strong>&nbsp;Depositions and the Federal Rules<\/strong><\/p>\n\n\n\n<p>Of note, the process and procedures for taking a&nbsp;<em>de bene esse<\/em>&nbsp;deposition are not directly contemplated by the Federal Rules of Civil Procedure or the Federal Rules of Evidence, and few jurisdictions (such as the State of New Jersey and the District of North Carolina) have outlined procedures for noticing, taking, and presenting evidence from these types of proceedings. The term \u201cde bene esse\u201d does not appear anywhere in either statute.&nbsp; However, Courts generally hold that&nbsp;<em>de bene esse<\/em>&nbsp;depositions are still subject to the rules of Federal Rule of Civil Procedure 32(a)(4), which provides procedures for testimony when a witness is deemed \u201cunavailable\u201d:<\/p>\n\n\n\n<blockquote class=\"wp-block-quote is-layout-flow wp-block-quote-is-layout-flow\">\n<p>A party may use for any purpose the deposition of a witness, whether or not a party, if the court finds &#8230;<\/p>\n\n\n\n<p>*&nbsp;&nbsp;&nbsp;*&nbsp;&nbsp;&nbsp;*<\/p>\n\n\n\n<p>(B) that the witness is more than 100 miles from the place of hearing or trial or is outside the United States, unless it appears that the witness\u2019s absence was procured by the party offering the deposition.<\/p>\n\n\n\n<p>*&nbsp;&nbsp;&nbsp;*&nbsp;&nbsp;&nbsp;*<\/p>\n\n\n\n<p>(E) on motion and notice, that exceptional circumstances make it desirable\u2014in the interest of justice and with due regard to the importance of live testimony in open court\u2014to permit the deposition to be used.<\/p>\n<\/blockquote>\n\n\n\n<p>Fed. R. Civ. P. 32(a)(4)(B), (E).<\/p>\n\n\n\n<p>Further, the procedures granted by the Federal Rules of Evidence address the Court\u2019s ability to recognize that while witnesses are expected to be available, they are not expected to be at ready at the whim of a particular party, and judges routinely exercise their powers under Rule 611 to accommodate reasonable witness scheduling, such as the use of a&nbsp;<em>de bene esse<\/em>&nbsp;deposition at trial.&nbsp;<em>See generally<\/em>&nbsp;<em>Estate of Thompson v. Kawasaki Heavy Indus., Ltd.<\/em>, 291 F.R.D. 297, 312-13 (N.D. Iowa 2013) (\u201cThis does not mean that Mr. Macklin must necessarily be available, as guaranteed by Kawasaki, whenever the Thompsons want to call him. Rule 611 of the Federal Rules of Evidence does grant me the authority to \u2018exercise reasonable control over the mode and order of examining witnesses and presenting evidence so as to: (1) make those procedures effective for determining the truth; (2) avoid wasting time; and (3) protect witnesses from harassment or undue embarrassment.\u2019 FED.R.EVID. 611(a).\u201d).<\/p>\n\n\n\n<p>Moreover, Courts have, in more recent years, upheld the use of discovery depositions as de bene esse depositions when a witness is simply unavailable as prescribed by the Federal Rules. As an example, in &nbsp;<em>Bouygues Telecom, S.A. v. Tekelec, Inc.<\/em><em>,<\/em>&nbsp;238 F.R.D. 413 (E.D.N.C. 2006),&nbsp; the court held it was appropriate to treat deposition of foreign attorney noticed by defendant as a&nbsp;<em>de bene esse<\/em>&nbsp;deposition that was not barred by twenty-deposition limit in case management order, where defendant made clear its intention to take attorney&#8217;s deposition to preserve her testimony if discovery deposition could not be effected, and attorney&#8217;s trial testimony could be obtained only by means of deposition. In&nbsp;<em>Bouygues<\/em>, the court found several factors in favor of a&nbsp;<em>de bene esse<\/em>&nbsp;deposition designation:&nbsp; First, the deponent was located in France and had demonstrated her unwillingness to submit voluntarily to examination. Second, the letter rogatory authorizing the deposition specified the topics to be covered at the deposition, the time allotted for the deposition was just a few hours, and the moving party ensured that a French judicial official would attend and control the proceeding. The Court found that these limitations would&nbsp; help ensure that the focus of the deposition would be preservation of the testimony for trial. Essentially, Courts are leaning towards the idea that if good cause is established, the&nbsp;<em>de bene esse<\/em>&nbsp;deposition is a justifiable and appropriate means of evidence presentation at trial.<\/p>\n\n\n\n<p><strong>Ensuring the Availability of&nbsp;<em>De Bene Esse<\/em>&nbsp;Depositions at Trial<\/strong><\/p>\n\n\n\n<p>While a&nbsp;<em>de bene esse<\/em>&nbsp;deposition does encourage litigators to narrowly tailor their lines of direct and cross examination early on, the parties are limited in their ability to make further strategic decisions based upon a deponent\u2019s testimony. However, the ability to have a backup plan in the face of unexpected unavailability of key, critical witness, and in order to preserve the right to utilize this powerful tool of evidence, litigators should consider the following steps in pre-trial practice:<\/p>\n\n\n\n<ol class=\"wp-block-list\">\n<li><strong>Propose FRCP 32(a)(4) Motion Guidelines in a Joint Scheduling Order or initial Trial Order:<\/strong>&nbsp;To avoid any issues with taking&nbsp;<em>de bene esse&nbsp;<\/em>depositions outside the discovery period, or in excess to previously agreed upon deposition limitations, counsel should meet and confer early with all parties and encourage the inclusion of&nbsp;<em>de bene esse&nbsp;<\/em>deposition procedures in their pre-trial scheduling orders.<\/li>\n\n\n\n<li><strong>Consider Stipulations on the Record in Discovery Depositions for use as&nbsp;<em>De Bene Esse<\/em>:<\/strong>&nbsp;To the extent possible, counsel should propose stipulations prior to, or consider language in their deposition notices citing to the intention to designate a certain deposition&nbsp;<em>de bene esse<\/em>&nbsp;in the event necessary, including any requirements for a noticed motion to the court to designate a discovery deposition as&nbsp;<em>de bene esse<\/em>&nbsp;pursuant to FRCP 32(a)(4) and FRE 611.<\/li>\n\n\n\n<li><strong>Evaluate whether your case type necessitates&nbsp;<em>de bene esse<\/em>&nbsp;testimony<\/strong>: beyond the likely probative use of&nbsp;<em>de bene<\/em>&nbsp;esse depositions in litigation involving aging witnesses or those in poor health (e.g. trust and states litigation or conservatorship proceedings, as well as long-tail class action claims), litigants should consider whether or not the trial court has ultimate subpoena power to compel certain individuals to testify in a matter (whether they are out of state or out of the country). To the extent that these key witnesses can be identified early in the case, counsel should proactively seek to include provisions both in their scheduling orders and in their deposition stipulations to designate the proceedings as&nbsp;<em>de bene esse.<\/em><\/li>\n<\/ol>\n\n\n\n<p><strong>In Sum: A Helpful Tool Under the Right Circumstances<\/strong><\/p>\n\n\n\n<p>Despite several procedural limitations and relatively limited use, the&nbsp;<em>de bene esse<\/em>&nbsp;deposition continues to serve as an important insurance policy for the unexpected availability pitfalls of trial. While certain unavailability issues may be ameliorated with remote video testimony, some circumstances still call for the traditional tools used by litigators for hundreds of years.<\/p>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<p><strong>When one of your cases is in need of a construction expert, estimates, insurance appraisal or umpire services in defect or insurance disputes &#8211; please call Advise &amp; Consult, Inc. at 888.684.8305, or email <a href=\"mailto:experts@adviseandconsult.net\" target=\"_blank\" rel=\"noreferrer noopener\">experts@adviseandconsult.net<\/a>.<\/strong><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Susan Dent and Pamela Schultz | Kennedys In the wake of COVID-19, litigators all across the United States are noticing an old, yet infrequently utilized, evidentiary tool emerge to address unexpected trial witness unavailability: the&nbsp;de bene esse&nbsp;deposition. A Latin legal term literally translated to \u201cof well being,\u201d the phrase refers to various acts which are&hellip; <a class=\"more-link\" href=\"https:\/\/www.myconstructionexpert.com\/blog\/de-bene-esse-depositions-trial-testimony\/\">Continue reading <span class=\"screen-reader-text\">De Bene Esse Depositions: A Trial Testimony Insurance Policy<\/span><\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":false,"jetpack_social_options":{"image_generator_settings":{"template":"highway","enabled":false},"version":2}},"categories":[7],"tags":[9895,11906,99],"class_list":["post-901275","post","type-post","status-publish","format-standard","hentry","category-expert-witness","tag-advise-consult","tag-de-bene-esse-depositions","tag-expert-testimony","entry"],"jetpack_publicize_connections":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.0 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>De Bene Esse Depositions: A Trial Testimony Insurance Policy - Advise &amp; 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